Request Tutoring Info
Please enter name
Please enter email
Please enter phone
Please enter details
Kenner Series 63 tutors

Book Top-Rated Series 63 Tutors Near Me In Kenner, LA

Our Kenner Series 63 tutors are top college students and graduates from local area universities. They have an average GPA of 3.5 or higher in their areas of tutoring specialization. At Frog Tutoring, we work with students in all grade levels and our Kenner private Series 63 tutors provide customized one on one in-home tutoring through our proven three step approach to academic success.

1.Bring student up to speed by reviewing past work to ensure they are not missing any important concepts that might affect their abilities to learn future lessons. 2. Keep student ahead of the class by using the teachers lesson plan, textbook, and online curriculum to cover lessons before it is taught in class. 2. Reinforce key concepts they might have missed. This ensures they will never be behind again. Your tutor will also help with organization, study skills, and note taking strategies.
Your Kenner area Series 63 tutor will also track student progress through detailed session reports which will be available to you at the end of each tutoring session. If it is okay with you, your tutor will contact your child's teacher, for K-12, to get a more detailed understanding of what they are struggling with and also to make sure that he/she and the teacher are both on the same page in their approach to tackling the problem.

Browse our list of qualified Series 63 tutors below. If you are in need of an Series 63 tutor in Kenner, please call us or simply go to the tab above and Request a Tutor and let us help provide the understanding and assistance needed for success.

Read more... Read less
cnn cbs boston miami fox news

List of High-Achieving Series 63 Tutors Near Me In Kenner, LA For In-Person & Online Tutoring


How it works

tutors, tutoring, tutoring service, tutoring services, homework help, private tutors, home tutors

Request any tutor by submitting a form

tutors, tutoring, tutoring service, tutoring services, homework help, private tutors, home tutors

Speak with our enrollment advisor to get your questions answered

tutors, tutoring, tutoring service, tutoring services, homework help, private tutors, home tutors

Get connected with your private in-person or online tutor

Our Students and Parents Love Us
as Much as We Love Them

">
TA
Knowledge
Presentation

Alex has thoroughly enjoyed the sessions and found them to be very helpful. I am really happy with the feedback and the communication. Wouldn't hesitate to recommend.

">
JY
Knowledge
Presentation

Rosemary was super helpful going over some of the concepts that were tricky, and helped explain the content well.

">
HM
Knowledge
Presentation

Super helpful and willing to adjust to my learning habits. I really enjoy our time working together as the preparation from her end is very noticeable and appreciated.

">
LC
Knowledge
Presentation

Great tutoring session!

">
JC
Knowledge
Presentation

Sarah is our 5th tutor we have used on Frog tutoring. In just one short month of tutoring my child with ADHD, she has improved his math grade from a C to an A-!! We are so happy for the progress our child has made with Sarah’s help, and we will definitely continue to use her as our child’s...

">
JL
Knowledge
Presentation

{not commented yet}The sessions are going well and I am understanding the material . The information is clear , which I love.

">
RG
Knowledge
Presentation

Overall, AJ was absolutely amazing. I didn’t understand almost anything in physics and he made it seem like elementary grade stuff, overall was amazing and I will miss him

">
KB
Knowledge
Presentation

Ali is an amazing tutor always willing to help me on my school assignments and is a very down-to-earth person.

">
JD
Knowledge
Presentation

good tutor

">
KB
Knowledge
Presentation

Looking forward to meeting you.

">
AN
Knowledge
Presentation

Joyce has been great in helping me review topics for the NCLEX

">
SM
Knowledge
Presentation

Ryan in very knowledgeable on the topics I was needing help with. He is professional and works around your schedule. The best tutor I have had on frog tutoring.

">
RW
Knowledge
Presentation

Good tutor

">
RW
Knowledge
Presentation

Never partnered so unable to rate accurately but frog tutors are great so why not give a 5

">
OS
Knowledge
Presentation

patient and knowledgeable

">
Dm
Knowledge
Presentation

{not commented yet}Hayeon Lee is fantastic !
Very knowledgeable and wonderful to work with.
She is kind and is very easy to learn from.
Thank you for finding her.
We have another session Tuesday but I have to reschedule
Perhaps Wednesday?

">
DY
Knowledge
Presentation

Very encouraging and funny. He makes learning fun and teaches in a very simple, easy way to understand.

">
MP
Knowledge
Presentation

Pamela is wonderful! She's the perfect fit for my son! She's very engaging and makes tutoring fun for him

">
HB
Knowledge
Presentation

{not commented yet}
Vince is very happy with this tutor.

">
RF
Knowledge
Presentation

{not commented yet}Jaelynn Cafourek's accomplished computer skills and college training make her a very valuable asset to those who need a professional with their studies.I highly recommend her and her excellent attitude, and clear ability to connect with others and their specific learning...

">
JS
Knowledge
Presentation

Carolle is an excellent tutor. She explains things well, sends me frequent reminders of what I learned during the week, and is altogether a pleasure

">
DR
Knowledge
Presentation

Jeff was extremely knowledgeable and helpful. Deep industry knowledge in running in investment firm and very solid resource. Thank you!

">
MV
Knowledge
Presentation

{not commented yet}
Joyce is very knowledgeable and helpful.

">
TS
Knowledge
Presentation

A very smart individual, has great knowledge to cover the stuff needed based off your preference.

">
RF
Knowledge
Presentation

{not commented yet}Craig has been a big help with helping me learn how to use the internet, navigate a job search and I have learned quite a bit in a shot time.

">
DY
Knowledge
Presentation

Makes learing fun!

">
OT
Knowledge
Presentation

Matthew and I concentrated on financial statements in my CFA Level 1 curriculum. He was extremely knowledgeable and, with his own industry experience, he was very effective at providing real-life examples that made it easier to understand the concepts.

">
Ma
Knowledge
Presentation

He is a great tutor. He knows the topics very well and explains them easily. My only complaint is that his handwriting is somewhat messy. All in all, he is a great SAT tutor for English and math.

">
MB
Knowledge
Presentation

Awesome! he and my son work great together! My Son won't work with anyone else.

">
IB
Knowledge
Presentation

Gurleen is AMAZING!!!!!! She is the best tutor you will find on here. She is very knowledgeable on chemistry and will help you work through so many problems despite them being very challenging. Gurleen helps with retaining the knowledge and provides notes and practice problems as well. if you need...

">
RH
Knowledge
Presentation

Dana is very knwoedgable, especially with anatomy. I was a earning around an 80-84 percent(C) in my medical program exams. With Dana's assistance and vast knowledge in this subject I have passed a written exam AND a practical with a 92(A)!!! Dana positively encourages/challenges her students...

">
LC
Knowledge
Presentation

Sunita Woodcheke has not only demonstrated an extraordinary commitment to my child's academic progress but has also exhibited remarkable patience, enthusiasm, and expertise in their teaching approach. Through personalized lessons and tailored guidance Sunita has fostered a supportive learning...

">
SM
Knowledge
Presentation

Kevin is knowledgeable about math, and he knows how to teach. I’m very rusty on my skills, but he’s been nothing but patient with me. He absorbs my weaknesses and focuses on what I need help with. I appreciate all he’s done so far.

">
TG
Knowledge
Presentation

McKenna has done a great job of working with my daughter on geometry.

">
TM
Knowledge
Presentation

school rating and grades improved.

">
NC
Knowledge
Presentation

I am so happy with this tutoring, my son is engaged all the time. He loves to work in the computer and the activities that they do during the tutoring. She used many different way and form in order to keep him engaged.

">
EC
Knowledge
Presentation

Annie is great!!!!

">
EC
Knowledge
Presentation

Madi is fantastic!!

">
NT
Knowledge
Presentation

I don't sit next to my 9yo during sessions, and this is the first time I ever used a tutor. I can tell you that using a tutor eliminates all the fighting and whining from my kid about doing homework which makes me very happy. They get a lot done during an hour. The tutor is focused, prepared,...

">
PM
Knowledge
Presentation

Fabulous. Olivia is engaging, knowledgeable, and a delight to work with. Highly recommend. Always punctual. Always reliable. Always helpful. Competent with both homework help and direct instruction.

">
CH
Knowledge
Presentation

Extremely knowledgeable and gave direct examples of certain concepts I had trouble with. He also helped assess some of the specific terminology that I need to look for on the exam.

">
TG
Knowledge
Presentation

Chigbo explains concepts in a way that makes it easy to understand. My daughter's understanding and confidence had a real boost in just two days.

">
JE
Knowledge
Presentation

Matthew was very knowledgable in the CFP topics and is very flexible with his ability to review materials and go through the questioning.

">
KK
Knowledge
Presentation

Ivan is absolutely amazing with his knowledge, He is my tutor for college level pre-calculus and I can confidently say that I would not be able to get through my class without ivans help with the class material. He has great patience and will explain and walk you through each problem until you need...

">
AC
Knowledge
Presentation

Very encouraging and goes at a good pace which has been immensely beneficial. Very punctual, there's never been any issues with scheduling. Overall, I have been enjoying my sessions and I look forward to more as he helps me prepare for my ACT.

">
CP
Knowledge
Presentation

Taitana Has tutored my daughter in math and english, she has my daughter think differently in problem solving and expanded her vocabulary. She never gives you the answer but helps you solve a problem together for my daughter to understand why the problem or word is not correct. Will request her...

">
NB
Knowledge
Presentation

So far so good

">
ER
Knowledge
Presentation

Very encouraging, and I enjoy working with her

">
CO
Knowledge
Presentation

My son has been with Barjeana for a few sessions now and loves her! She is so knowledgeable and patient. Best of all she makes the sessions fun and interactive. He struggles with focus, but she keeps him engaged in the session and on track. He looks forward to his tutoring with Ms. Barjeana. ...

">
IB
Knowledge
Presentation

He was great and very knowledgeable on the subject of chemistry, however there was a language barrier

Qualification and Certification of Series 63 Tutors Near Me In Kenner, LA


  • Undergraduate
  • Bachelor degree holders
  • Master degree holders
  • Ph.D. holders
  • Teaching Certification
  • Professional Certificate
  • Background checks
  • Tutoring experience
  • Continuous education
  • FrogTutoring verification certification

Kenner, LA Series 63 Tutoring Rates


  • Price range from $37/hr - $65/hr
  • Rates vary based on the type of tutoring, methods used, and the number of hours required.
  • Contact our enrollment team to receive your personalized rate.

Tutoring Methods of Our Private Tutors In Kenner, LA


  • In-person/in-home tutoring
  • Online tutoring
  • One-on-one tutoring
  • Group lessons tutoring.

Tools We Use For Online Series 63 Tutoring


  • Zoom
  • FrogTutoring custom online tutoring platform
  • The Lesson space

Our Series 63 Clientele In Kenner, LA


  • High school students
  • Middle school students
  • College students
  • Adults
  • Special needs students

Tutoring Locations For Series 63 In Kenner, LA


  • Student homes
  • Public Libraries
  • Kenner neighborhoods and suburbs

Sign up now for our one-on-one private Series 63 tutoring in Kenner, LA


Kenner, LA Tutoring FAQ

What are the benefits of tutoring for students in Kenner, LA?

Tutoring offers several benefits to students in Kenner, LA including personalized learning experiences, improved academic performance, enhanced understanding of subjects, increased confidence, and better study habits. Tutors can provide one-on-one attention to address specific challenges and cater to the individual's learning style, leading to a more effective education experience.

How do I find the right tutor for my child in Kenner, LA?

To find the right tutor for your child in Kenner, LA, consider your child's academic needs, personal learning style, and any specific challenges they face. Look for a tutor with expertise in the relevant subject area and a track record of success. Services like FrogTutoring offer personalized matching with qualified tutors to ensure your child receives the best educational support.

What subjects are available for tutoring in Kenner, LA?

In Kenner, LA, students can find tutoring for a wide range of subjects including Math, Science, English, History, and foreign languages, among others. FrogTutoring, for instance, provides access to experienced tutors in these and other subjects, catering to the diverse academic needs of students across various grade levels.

Are there online tutoring options available in Kenner, LA?

Yes, there are online tutoring options available for students in Kenner, LA. Online tutoring provides flexibility and access to a broader range of tutors. Platforms such as FrogTutoring offer online tutoring services that connect students with tutors specializing in their subjects of need, making it convenient to find help regardless of location.

What is the typical cost of tutoring services in Kenner, LA?

The cost of tutoring services in Kenner, LA can vary depending on the subject, tutor's qualifications, and length of sessions. Generally, tutoring can range from $25 to $70 per hour. FrogTutoring offers competitive pricing and works to fit parents' budgets while ensuring students receive high-quality educational support.

How can I measure my child's progress with a tutor in Kenner, LA?

To measure your child's progress with a tutor in Kenner, LA, set clear goals at the outset of the tutoring program. Regular assessments and feedback sessions with the tutor, observing changes in homework and test grades, and tracking your child's confidence in the subject matter are effective ways to gauge improvement. Companies like FrogTutoring provide consistent progress reports and support to ensure students are on the right track.

Can tutoring help with standardized test preparation in Kenner, LA?

Absolutely, tutoring can significantly help with standardized test preparation in Kenner, LA. Professional tutors familiarize students with test formats, question types, and effective strategies for time management and problem-solving. Services like FrogTutoring offer specialized programs designed to boost students' scores on exams such as the SAT, ACT, and others.

How often should my child attend tutoring sessions in Kenner, LA?

The frequency of tutoring sessions in Kenner, LA should be based on the student's individual needs and goals. Some may benefit from multiple sessions per week, while others may do well with a single weekly session. A consultation with FrogTutoring can help determine a schedule that would optimize your child's learning without causing burnout.

Series 63 FAQ

What is the Series 63 exam and why is it required?

The Series 63 exam, also known as the Uniform Securities State Law Examination, is a test that financial professionals in the United States must pass in order to conduct securities business within a state. The exam focuses on state securities regulations and is required for the registration with state regulatory authorities. Passing the Series 63 exam demonstrates that an individual has knowledge of state laws and regulations regarding securities transactions and financial practices.

How can Series 63 tutoring help me pass the exam?

Series 63 tutoring can be extremely beneficial for passing the exam as it provides personalized instruction tailored to your learning style and educational needs. A tutor can help you understand complex concepts, provide practice questions, offer strategies for effective test-taking, and give you feedback on your performance. This focused approach can boost your confidence and improve your chances of passing the exam on your first attempt.

What topics are covered during Series 63 tutoring sessions?

During Series 63 tutoring sessions, you can expect to cover a wide range of topics that are included in the exam. These may include state securities regulations, the ethical practices and fiduciary obligations of securities professionals, administrative provisions, and enforcement powers of state regulators. Tutors will guide you through these areas, ensuring you have a comprehensive understanding of the material.

How long does it typically take to prepare for the Series 63 exam with a tutor?

The preparation time for the Series 63 exam with a tutor can vary depending on the individual's prior knowledge, learning pace, and familiarity with the exam content. Typically, it could take anywhere from a few weeks to several months of tutoring sessions to feel fully prepared. Most tutoring plans are customizable to fit the learning needs and schedules of individuals.

Are online Series 63 tutoring services available?

Yes, online Series 63 tutoring services are widely available. They offer flexibility and convenience for learners, allowing them to access tutoring from anywhere with an internet connection. Online tutoring often provides a variety of resources such as digital learning materials, interactive sessions, and progress tracking tools to aid in your exam preparation.

What should I look for in a Series 63 tutor?

When looking for a Series 63 tutor, you should consider their expertise in the subject matter, their experience with teaching or tutoring the Series 63 content, their ability to personalize learning to fit your needs, and their communication skills. It's also helpful to look for a tutor who can provide practice questions, mock exams, and detailed explanations of answers. Additionally, reading reviews and asking for references can help ensure that you choose a tutor who is well-suited to help you pass the exam.

Common Questions on Series 63 Tutors

What is the Series 63 exam?

The Series 63 exam, also known as the Uniform Securities State Law Examination, is a test that is administered by the Financial Industry Regulatory Authority (FINRA) to qualify candidates who wish to work in the securities industry within the United States. It is designed to assess a candidate's knowledge of state securities regulations and laws governing the industry, ensuring they understand the principles of ethical practice. To prepare effectively, Series 63 tutors can provide personalized instruction and valuable insights into the exam content.

For rigorous preparation with expert Series 63 tutors, click here to request a tutor or learn more about our services.

How can Series 63 tutoring help me pass the exam?

Series 63 tutoring can significantly enhance your chances of passing the exam by offering customized study plans, one-on-one guidance, exam-focused teaching methods, and targeted practice to address your specific areas of weakness. Tutors can assist you with complex topics, test-taking strategies, and time management, ensuring you understand the material thoroughly and are well-prepared on exam day.

Boost your exam readiness with specialized tutoring—click here to find a skilled Series 63 tutor through FrogTutoring.

What topics are covered by Series 63 tutors?

Series 63 tutors cover a wide range of topics related to state securities regulations, including registration of persons and securities, business practices, fiduciary obligations, and administrative provisions. They ensure that you have a firm understanding of all content areas, the structure of the exam, and the types of questions you will encounter.

To master all Series 63 exam topics with professional guidance, click here to work with a qualified Series 63 tutor from FrogTutoring.

How long does it take to prepare for the Series 63 exam with a tutor?

The duration of preparation for the Series 63 exam with a tutor depends on your initial level of knowledge, learning pace, and the amount of time you can dedicate to studying. A tutor can help you create an efficient study schedule, which may range from a few weeks to several months, to ensure comprehensive coverage of all exam material.

To develop a personalized study plan and timeline, connect with an experienced Series 63 tutor at FrogTutoring today.

Why choose FrogTutoring for Series 63 exam preparation?

FrogTutoring offers a selection of highly qualified Series 63 tutors who are experienced in delivering results-focused instruction. With FrogTutoring, you receive personalized attention, tailored study materials, flexible scheduling, and a commitment to your success on the Series 63 exam. Our tutors are dedicated to helping you achieve your goals with comprehensive and effective exam preparation.

Experience the FrogTutoring difference for your Series 63 exam prep—click here to explore our tutoring services and take the first step toward your success.

Kenner, LA Neighborhoods We Service

Kenner, Louisiana, is a vibrant and growing city located in the heart of Jefferson Parish. Known for its close-knit communities, convenient amenities, and easy access to both downtown New Orleans and the Louis Armstrong New Orleans International Airport, Kenner is a city that takes pride in its neighborhoods, each offering a unique flavor and atmosphere to residents and visitors alike.

Let’s explore the various neighborhoods that make up this dynamic city:

  1. Rivertown - Nestled along the banks of the Mississippi River, Rivertown is Kenner’s historic district. It boasts a variety of attractions, including museums, the Kenner Planetarium & MegaDome Cinema, and the Rivertown Theaters for the Performing Arts, making it not just a neighborhood but a cultural hub.

  2. Driftwood Park - This family-friendly neighborhood offers a suburban setting with a sense of community. Featuring Driftwood Country Club and an active homeowners association, Driftwood Park is ideal for those seeking an interactive neighborhood experience.

  3. Chateau Estates - Chateau Estates is known for its lovely homes, golf course, and the Chateau Golf & Country Club. This upscale neighborhood provides a tranquil living environment and is one of Kenner’s most sought-after areas.

  4. University City - Home to many young professionals and families, University City is a diverse neighborhood with a range of housing options. It provides a blend of affordability and convenience, with easy access to shopping centers and public parks.

  5. Lincoln Manor - This tightly-knit community offers an array of residential styles, from single-family homes to multi-family units. Lincoln Manor promotes a collaborative spirit, evident in its active civic association and community events.

  6. Woodlake - With its scenic lakes and green spaces, Woodlake is where nature and neighborhood meet. It's a peaceful retreat for those who value outdoor activities and a serene setting.

  7. Susan Park - This well-established area is defined by its charming homes and mature trees. Susan Park is home to schools, playgrounds, and a strong sense of neighborhood pride, making it a great place for growing families.

  8. Highway Park - This centrally located neighborhood offers a variety of housing styles, quick access to major thoroughfares, and proximity to shopping and dining options. Highway Park is ideal for those who want to be in the center of it all.

  9. Greenlawn Terrace - With its welcoming atmosphere and well-maintained properties, Greenlawn Terrace is another family-oriented neighborhood that enjoys community gatherings and public amenities.

  10. Veterans Heights - In close proximity to the bustling Veterans Memorial Boulevard, this neighborhood provides a mix of residential and commercial spaces. Veterans Heights is perfect for residents seeking convenience and accessibility.

  11. Westgate - As one of Kenner's newer neighborhoods, Westgate features modern homes and is popular among families looking for contemporary living with all the advantages of suburban life.

  12. South Kenner (S. Kenner) - Known also as Louis Armstrong International Airport, South Kenner is an industrial and residential area that offers direct access to air travel and a variety of job opportunities.

Each of Kenner’s neighborhoods offers its residents a unique living experience, amidst a city that is rich in culture and southern charm. From the historic streets of Rivertown to the modern appeal of Westgate, Kenner’s neighborhoods provide an array of choices for any lifestyle or preference. Whether you prefer the quiet, tree-lined streets of Lincoln Manor or the golf courses and parks of Chateau Estates, this city has something special to offer. Kenner, with its diverse neighborhoods, stands as a testament to the vibrant community spirit that defines life in Southeast Louisiana.

About Kenner, LA And It’s Education Institutions

Kenner, Louisiana, a vibrant city known for its rich history and dynamic community, is located in the Jefferson Parish of the Greater New Orleans area. Founded in 1855, Kenner has grown significantly from its early days as a small railroad town on the banks of the Mississippi River. Today, it boasts a population of around 66,000 residents, according to recent estimates, and serves as a suburban haven with close access to the cultural and economic opportunities of New Orleans. Landmarks such as the Rivertown historic district offer a glimpse into the city's past with museums, shops, and seasonal events. Additionally, the Louis Armstrong New Orleans International Airport, situated within Kenner's boundaries, provides important connectivity, stimulating local commerce and travel.

Education is a cornerstone of the Kenner community, with a range of public and private institutions catering to the K-12 demographic. Top-ranked public schools like A.C. Alexander Elementary and Chateau Estates Elementary are part of the Jefferson Parish Public School System, reflecting a commitment to academic excellence. On the private spectrum, schools such as St. Elizabeth Ann Seton School receive accolades for their personalized education and robust curriculums that prepare students for higher education and beyond. Kenner's educational landscape is supplemented by various resources, including public libraries, community programs, and educational initiatives aimed at reinforcing classroom learning and promoting extracurricular achievement.

Despite not having universities within its immediate boundaries, Kenner residents benefit from the proximity to several higher education institutions in the neighboring New Orleans area, including Tulane University, Loyola University New Orleans, and the University of New Orleans. These institutions provide opportunities for continued education and serve as cultural and innovation hubs for Kenner's students. Moreover, with Kenner's strong emphasis on education and community partnerships, the city continues to nurture an environment that values learning and promotes a bright future for its younger generations. Kenner's blend of historical charm, educational vigor, and community spirit make it a remarkable corner of Louisiana, offering both the comforts of suburban living and the benefits of a close-knit, forward-thinking community.

Students at These Kenner, LA Schools Excel with Our Tutoring

As a sample from our extensive list of schools whose students have benefited from our advanced tutoring services, we are proud to present a rich variety from the Kenner, LA area. This carefully selected roster showcases both private and public institutions known for their academic excellence and commitment to student growth. It is important to note that this list is not comprehensive; it merely represents a sample of the many schools in the region. Our tutors have equipped students from these institutions with the skills necessary to achieve their academic goals and succeed in their educational journeys.

Here are some of the top schools in Kenner, LA:

A.C. Alexander Elementary School Chateau Estates School Greenlawn Terrace Elementary School G.T. Woods Elementary School Walter G. Schneckenburger Elementary School John Clancy/Joseph Maggiore Elementary School Theodore Roosevelt Middle School John Q. Adams Middle School Alfred Bonnabel Magnet Academy High School Kenner Discovery Health Sciences Academy - Public Charter School Islamic School of Greater New Orleans - Private School First Baptist Christian School - Private Christian School Our Lady of Perpetual Help School - Private Catholic School St. Elizabeth Ann Seton School - Private Catholic School Divine Mercy Parish School - Private Catholic School Fastrackids Jefferson - Private Early Learning Center Montessori Christian Academy - Private Montessori School Victory Christian Academy - Private Christian School Heritage Christian Academy - Private Christian School Kenner Presbyterian Kindergarten - Private Kindergarten

About Series 63 & Series 63 Tutoring

Series 63, formally known as the Uniform Securities Agent State Law Examination, is a standardized test for securities agents that is administered by the Financial Industry Regulatory Authority (FINRA). The examination is designed to qualify candidates as securities agents within the United States, testing knowledge of state securities regulations and laws.

The test covers a variety of topics, including the registration of persons, securities, broker-dealers, and investment advisers, as well as regulations surrounding ethical practices and fiduciary obligations. Series 63 is typically a requirement for securities agents who must register with the state securities administrators in most states.

When it comes to the type of Series 63 examination, there is only one standardized test, but various states might have additional requirements for registration. The related entities include FINRA, which administers the test, the North American Securities Administrators Association (NASAA), which designs the test content in partnership with FINRA, and state securities regulators who enforce the laws that the Series 63 exam tests on.

The best strategy for tutoring someone who struggles with the subject is to focus on the framework and principles behind the securities regulations rather than just the specifics. It typically involves:

  • Breaking down the content into manageable sections.
  • Emphasizing the understanding of fundamental principles.
  • Using real-world scenarios to explain abstract concepts.
  • Frequent testing with practice exams to gauge comprehension.
  • Creating mnemonic devices to remember key information.

The most common concepts in the Series 63 exam are:

  1. Understanding the roles and responsibilities of a registered representative.
  2. Comprehension of the differences between federal and state securities laws (known as blue sky laws).
  3. Ethics in the securities industry and fiduciary responsibilities.

The most difficult concepts often involve the specifics of state securities regulations, which can include:

  1. Detailed rules around registration requirements for securities, agents, and firms.
  2. Intricacies of ethical practices, including what constitutes fraudulent activity, prohibitions, and penalties.
  3. The nuances of exemptions from registration for both securities and professionals.

Effectively studying for the Series 63 requires a strategy that addresses both the breadth of content and the complexities of each nuanced topic. Personalized instruction and interactive learning techniques often yield the best results, particularly for students who have difficulty with self-study or grasping the more intricate legal subjects addressed by the exam.